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Uniform Securities Act
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#	Item
71	938 PUBLIC LAW[removed]OCT. 15, [removed]STAT. Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2013-01-16 11:54:02 Uniform Gifts to Minors Act United States securities law Capacity Security Legal guardian Uniform Transfers to Minors Act Law Tax avoidance Taxation in the United States
72	No[removed]In the Supreme Court of the United States ERICA P. JOHN FUND, INC., FKA ARCHDIOCESE OF MILWAUKEE SUPPORTING FUND, INC., PETITIONER Add to Reading List Source URL: www.law.du.edu Language: English - Date: 2011-07-06 19:26:19 Case law Basic Inc. v. Levinson SEC Rule 10b-5 Securities Litigation Uniform Standards Act Stoneridge Investment Partners v. Scientific-Atlanta Class action Erica P. John Fund Inc. v. Halliburton Co. Matrixx Initiatives Inc. v. Siracusano United States securities law Law Private Securities Litigation Reform Act
73	STATE OF MICHIGAN DEPARTMENT OF LABOR & ECONOMIC GROWTH OFFICE OF FINANCIAL AND INSURANCE SERVICES Before the Commissioner of the Office of Financial and Insurance Services In the matter of: Enforcement Case No[removed] Add to Reading List Source URL: www.michigan.gov Language: English - Date: 2012-12-07 19:36:36 Uniform Securities Act Securities Act Security Financial economics Financial regulation Investment United States securities law 73rd United States Congress United States Securities and Exchange Commission
74	UNIFORM LAW CONFERENCE OF CANADA Add to Reading List Source URL: www.ulcc.ca Language: English - Date: 2014-12-03 13:46:34 International Institute for the Unification of Private Law League of Nations Private law Securities Uniform Act International child abduction United Nations Convention on Contracts for the International Sale of Goods Single Convention on Narcotic Drugs Law International relations International law
75	(Slip Opinion) OCTOBER TERM, 2013 1 Add to Reading List Source URL: www.chamberlitigation.com Language: English - Date: 2014-02-26 11:34:28 Financial economics Securities Litigation Uniform Standards Act Private Securities Litigation Reform Act Securities Exchange Act Covered security Stoneridge Investment Partners v. Scientific-Atlanta Securities fraud Securities Act Class action United States securities law Law Financial regulation
76	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C[removed]0900 Fax: [removed]www.nasaa.org Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-12-23 13:47:29 Financial economics Finance North American Securities Administrators Association Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Securities Exchange Act Broker-dealer Self-regulatory organization Uniform Securities Agent State Law Exam United States securities law Financial regulation Financial system
77	The case for allowing fee shifting bylaws as a privately ordered solution to the shareholder litigation epidemic - ProfessorBainbridge.com Add to Reading List Source URL: www.delawarelitigation.com Language: English - Date: 2014-11-17 14:30:18 Lawsuits United States securities law Types of business entity Private Securities Litigation Reform Act Derivative suit Class action Securities Litigation Uniform Standards Act Securities fraud Corporation Law Corporations law Legal entities
78	THE SEC MUST ACT – A UNIFORM FIDUCIARY STANDARD FOR PROVIDING INVESTMENT ADVICE IS NEEDED TO PROTECT INVESTORS FROM HARM Members of “Friends of Fiduciary” Renew Call for SEC to Move Forward with a Rulemaking; Major Add to Reading List Source URL: www.napfa.org Language: English - Date: 2014-04-15 16:01:08 Investment Business Late-2000s financial crisis Financial adviser Fiduciary U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act National Association of Personal Financial Advisors Registered Investment Advisor Finance Law Financial economics
79	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C[removed]0900 Fax: [removed]www.nasaa.org Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2014-12-23 13:47:26 Finance North American Securities Administrators Association Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Securities Exchange Act Broker-dealer Uniform Securities Agent State Law Exam United States securities law Financial economics Financial system
80	Illinois Secretary of State Securities Department Instructions for Registration as an Investment Adviser Add to Reading List Source URL: www.cyberdriveillinois.com Language: English - Date: 2012-02-06 10:25:40 Business Registered Investment Advisor Financial adviser Stock market Financial Industry Regulatory Authority Investment Advisers Act Uniform Investment Adviser Law Exam U.S. Securities and Exchange Commission Security United States securities law Financial economics Finance

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